Guiding Financial Advisors Through Every Step of Practice Succession

Succession is more than a business transaction—it’s the transition of a life’s work. We help financial advisors honor their legacy while empowering the next generation to lead with confidence.

Preserving Your Legacy. Empowering the Next Generation.

When your advisory practice is transitioning to new leadership, the moment is bigger than business—it’s a legacy-defining milestone.

Family-Centered Guidance

Supporting transitions where family dynamics matter just as much as business outcomes.

Seamless Transitions

Helping both generations move forward with clarity, harmony, and a shared vision for the future.

Built for High-Performing Practices

Designed for firms with $1M+ production or $100M+ AUM ready to transition leadership to the next generation.

Expertise Across Family Models

Experienced in guiding diverse family and partner structures through generational change.

A Transition That Works for Everyone

Generational handoffs succeed when both the business and the family feel supported. We help create a transition experience where:

Clients Experience Uninterrupted, High-Quality Service

Your clients should feel nothing but continuity and confidence during the leadership shift.

Both Generations Feel Respected and Heard

We help both generations communicate clearly, align expectations, and navigate the transition respectfully.

Business Continuity Is Fully Protected

From operations to client communication to long-term planning, we ensure the practice remains stable and secure.

Family Harmony Stays Intact

Our goal is simple: years from now, everyone can sit around the Thanksgiving table with pride—not tension.

Next-Gen Leaders Have Room to Innovate

We help ensure successors are not locked into outdated systems or forced to replicate every step of the previous generation. Instead, they gain the autonomy to grow the business in their own way.

What Sets Us Apart

Expert Guidance for Generational Transitions and Succession Planning

We’ve Successfully Guided Many Advisors Through Generational Transitions

We Keep the Client Experience Seamless

We Make the Transition “Make Sense” for Everyone

We Empower the Next Generation to Lead Their Way

Testimonials

Real Stories. Real Success.

Keating & Associates isn’t just a workplace; it’s a community where everyone’s unique abilities are leveraged to achieve collective success. The support I receive from the team not only enhances my professional capabilities but also enriches my client engagements. Joining Keating has been the best decision for advancing my career in a truly collaborative environment.

Laura Warta

It’s a challenging industry with so much to know, but at Keating, you have the opportunity to work with people who bring different skills to the table. It’s reassuring to offer diverse skill sets and perspectives, and our clients appreciate that. They like knowing that a team is looking out for their best interests.

Mark Weddle

Since joining Keating & Associates, I’ve experienced first-hand the freedom to grow my business my way, supported by a remarkable team. The firm’s commitment to removing operational burdens allows me to focus on what I love most—building relationships with my clients. If you’re looking for a place where your entrepreneurial spirit can thrive, Keating is the place.

Tony Pozzi

These statements are from affiliated financial advisors who receive compensation through their relationship with Keating Financial Advisory Services, Inc. One or more may hold an ownership interest in the firm. Their experiences may not reflect the experience of all advisors.

A Stronger Future Begins With One Conversation

We’re excited to hear from you, and learn more about your advisory practice. Reach out to us anytime using the form and we will be in touch!